ASL International Recruitment Limited 22-24 Seale Street, St Helier, Jersey, JE2 3QG (Registered Office) + 44 (0) 1534 500000 Registered Company GST No 0101275 Registered Jersey No. 95590
Assistant Manager- AML The job requirements are detailed below. Where applicable the skills, qualifications and experience required for this job have also been included.
Job Purpose:
To provide AML support to Summit Funds Services Limited and its regulated fund clients.
Summary of Responsibilities:
To work closely with the Head of Compliance and AML /CFT/PF Manager in delivering a robust AML/CFT programme for Summit Funds Services Limited and a portfolio of regulated client entities. The core duties of the role will include:
• To handle client onboarding relationships effectively & autonomously through the management of AML processes including due diligence on new and existing investors (CDD reviews), interpreting complex structures, and assisting with AML Periodic Reviews.
• Be responsible for executing background checks and searches/client profiling, carrying out ad-hoc Risk Screens and open-source searches as requested, and assessing overnight screening hits and escalating as appropriate.
• Provide ongoing support and training to junior members of the team to assist with their duties and development.
• Provide ongoing support and guidance to Summit, and its clients, on applicable regulatory and AML issues and business-related AML queries.
• Ongoing analysis of the effectiveness and adequacy of AML solutions provided by Summit Funds Services Limited, assisting with the identification of failures and to identify causes and remedial actions.
• Assist with the maintenance and updates to AML Compliance & Risk Registers (including Politically Exposed Persons) and provide management information to Senior Management as appropriate
• Assist with the collation of CDD statistics and preparation of reports for Boards and Senior Management on AML matters.
• Any other reasonable duties that may be assigned.
ASL International Recruitment Limited 22-24 Seale Street, St Helier, Jersey, JE2 3QG (Registered Office) + 44 (0) 1534 500000 Registered Company GST No 0101275 Registered Jersey No. 95590
Skills, Knowledge & Attributes
You will likely have previous experience in an AML role and a diploma level professional Compliance Qualification. You will have a genuine interest in undertaking a role that rewards independent thinking, professional judgement, and analytical skills. You will be motivated by working in a collaborate, friendly, and supportive team that strives to provide exceptional compliance services to Summit Funds Services Limited portfolio of regulated clients.
Our ideal candidate would possess:
• A genuine desire to work in compliance and a passion for AML matters
• A strong background and understanding of financial services
• Strong administrative, analytical, and organisational skills
• Good interpersonal, written, and verbal communication skills
• The ability to take ownership of matters and work independently, where required
• An inquisitive mindset and the ability to think through issues and draw out implications and recommendations
• A positive attitude and a preference for working collaboratively as part of a team.