Our client is looking for a Compliance Officer to join their team.
You will be working within the second line of defence, alongside the Heads of Compliance, to obtain reasonable assurance and to to provide guidance to ensure that the business is operating in line with relevant laws, regulations, codes, and company standards.
You will be responsible for maintaining compliance registers and logs, overseeing the reviewing of new account files to ensure client take-on procedures are being met and serve as the point of contact to provide compliance support related to Trust and Funds.
The ideal candidate will have a minimum of 10 years’ experience in funds or trust and ideally around 5 years in compliance.
For more information, or an informal chat, please do not hesitate to contact me.